1.3M XNYS Volume
XNYS 24 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 151.73 per share. | 28 Feb 2025 | 470 | 14,129 (0%) | 0% | 151.7 | 71,313 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2025 | 1,800 | 1,200 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Feb 2025 | 1,800 | 14,599 (0%) | 0% | 0 | Common Stock | |
| Raymond W. Mcdaniel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 3,557 (0%) | 0% | 0 | Common Stock | |
| Raymond W. Mcdaniel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Raymond W. Mcdaniel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 4,810 (0%) | 0% | 0 | Common Stock | |
| Roderick C. McGeary | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Roderick C. McGeary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 23,051 (0%) | 0% | 0 | Common Stock | |
| Roderick C. McGeary | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 21,798 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 342 | 43,948 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 43,606 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 42,353 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 500 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 342 | 2,553 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 342 | 2,211 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 250 | 2,895 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 250 | 2,645 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 342 | 44,290 (0%) | 0% | 0 | Common Stock | |
| Art A. Garcia | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 4,436 (0%) | 0% | 0 | Common Stock | |
| Art A. Garcia | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Art A. Garcia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 5,689 (0%) | 0% | 0 | Common Stock | |
| Jeffrey N. Edwards | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 1,253 | - | - | Restricted Stock Units | |
| Jeffrey N. Edwards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 2,964 | - | - | Restricted Stock Units | |
| Jeffrey N. Edwards | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 30,288 (0%) | 0% | 0 | Common Stock | |
| Benjamin C. Esty | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 29,238 (0%) | 0% | 0 | Common Stock | |
| Benjamin C. Esty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 30,491 (0%) | 0% | 0 | Common Stock | |
| Benjamin C. Esty | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Anne Gates | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 15,545 (0%) | 0% | 0 | Common Stock | |
| Anne Gates | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Anne Gates | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 14,292 (0%) | 0% | 0 | Common Stock | |
| Raj Seshadri | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 0 | - | - | Restricted Stock Units | |
| Raj Seshadri | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 11,226 (0%) | 0% | 0 | Common Stock | |
| Raj Seshadri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 12,479 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 15,666 | 15,666 | - | - | Restricted Stock Units | |
| Marlene Debel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 1,253 | - | - | Restricted Stock Units | |
| Marlene Debel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 2,964 | - | - | Restricted Stock Units | |
| Marlene Debel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 1,711 | 7,567 (0%) | 0% | 0 | Common Stock | |
| Cecily Mistarz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,253 | 1,253 | - | - | Restricted Stock Units | |
| Cecily Mistarz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 250 | 1,753 | - | - | Restricted Stock Units | |
| Cecily Mistarz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 250 | 1,503 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Sale of securities on an exchange or to another person at price $ 168.25 per share. | 31 Jan 2025 | 4,160 | 22,879 (0%) | 0% | 168.3 | 699,932 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 26,748 | 256,363 (0%) | 0% | 155.3 | 4,154,767 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 541 | 43,843 (0%) | 0% | 155.3 | 84,034 | Common Stock |
| Scott A. Curtis | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 1,160 | 188,140 (0%) | 0% | 155.3 | 180,183 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 1,289 | 33,208 (0%) | 0% | 155.3 | 200,220 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 1,063 | 81,156 (0%) | 0% | 155.3 | 165,116 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 593 | 27,039 (0%) | 0% | 155.3 | 92,111 | Common Stock |
| James E. Bunn | President, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 8,779 | 81,877 (0%) | 0% | 155.3 | 1,363,642 | Common Stock |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 155.33 per share. | 02 Jan 2025 | 2,033 | 33,916 (0%) | 0% | 155.3 | 315,786 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Sale of securities on an exchange or to another person at price $ 159.46 per share. | 13 Dec 2024 | 10,000 | 32,688 (0%) | 0% | 159.5 | 1,594,650 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 4,053 | 4,053 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 2,982 | 0 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 1,173 | 34,497 (0%) | 0% | 160.5 | 188,255 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 2,982 | 35,670 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | President, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 5,714 | 90,656 (0%) | 0% | 160.5 | 917,040 | Common Stock |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 14,523 | 96,370 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 14,523 | 0 | - | - | Restricted Stock Units | |
| James E. Bunn | President, Capital Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 1,715 | 1,715 | - | - | Restricted Stock Units | |
| James E. Bunn | President, Capital Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 935 | 935 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 29,460 | 0 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 10,900 | 283,111 (0%) | 0% | 160.5 | 1,749,341 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 29,460 | 294,011 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 29,058 | 29,058 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 1,325 | 1,325 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 1,452 | 0 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 1,452 | 44,921 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 537 | 44,384 (0%) | 0% | 160.5 | 86,183 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 1,151 | 189,300 (0%) | 0% | 160.5 | 184,724 | Common Stock |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 3,112 | 0 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 4,053 | 4,053 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 3,112 | 190,451 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 2,853 | 0 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,118 | 3,118 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 1,055 | 82,219 (0%) | 0% | 160.5 | 169,317 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 2,853 | 83,274 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 1,297 | 0 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 1,403 | 1,403 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 510 | 27,632 (0%) | 0% | 160.5 | 81,850 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 1,297 | 28,142 (0%) | 0% | 0 | Common Stock | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,312 | 3,312 | - | - | Restricted Stock Units | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 723 | 723 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 624 | 624 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 850 | 0 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 13 Dec 2024 | 334 | 12,799 (0%) | 0% | 160.5 | 53,604 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2024 | 850 | 13,133 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 3,741 | 3,741 | - | - | Restricted Stock Units | |
| Shannon B. Reid | President, ICD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2024 | 265 | 265 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 7,950 | 7,950 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2024 | 4,409 | 0 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 6,235 | 6,235 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2024 | 900 | 0 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.49 per share. | 12 Dec 2024 | 1,734 | 35,949 (0%) | 0% | 160.5 | 278,290 | Common Stock |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2024 | 4,409 | 37,683 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 161.51 per share. | 12 Dec 2024 | 354 | 33,274 (0%) | 0% | 161.5 | 57,175 | Common Stock |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2024 | 900 | 33,628 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2024 | 18,559 | 264,551 (0%) | 0% | 0 | Common Stock | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Dec 2024 | 488 | 18,463 (0%) | 0% | 0 | Common Stock | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Dec 2024 | 488 | 0 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Gift of securities by or to the insider at price $ 0.00 per share. | 09 Dec 2024 | 325 | 42,688 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Gift of securities by or to the insider at price $ 0.00 per share. | 09 Dec 2024 | 1,500 | 32,728 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2024 | 577 | 577 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2024 | 122 | 122 | - | - | Restricted Stock Units | |
| David Krauss | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2024 | 679 | 679 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Sale of securities on an exchange or to another person at price $ 165.59 per share. | 05 Dec 2024 | 3,100 | 26,845 (0%) | 0% | 165.6 | 513,318 | Common Stock |
| Horace L. Carter | President, Fixed Income | Sale of securities on an exchange or to another person at price $ 165.03 per share. | 04 Dec 2024 | 5,000 | 34,603 (0%) | 0% | 165.0 | 825,147 | Common Stock |
| Shannon B. Reid | President, ICD | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2024 | 315 | 8,320 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Sale of securities on an exchange or to another person at price $ 165.30 per share. | 04 Dec 2024 | 1,241 | 7,079 (0%) | 0% | 165.3 | 205,141 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Dec 2024 | 225 | 43,013 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 8,218 | 5,479 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,900 | 3,900 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Sale of securities on an exchange or to another person at price $ 167.30 per share. | 30 Nov 2024 | 50,000 | 283,110 (0%) | 0% | 167.3 | 8,365,065 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 3,040 | 333,110 (0%) | 0% | 169.3 | 514,611 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 1,443 | 336,150 (0%) | 0% | 169.3 | 244,271 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,900 | 337,593 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 8,218 | 333,693 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 525 | 189,667 (0%) | 0% | 169.3 | 88,872 | Common Stock |
| Scott A. Curtis | Chief Operating Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2024 | 1,000 | 187,339 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,793 | 2,528 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,793 | 188,692 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 190,192 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 1,328 | 188,339 (0%) | 0% | 169.3 | 224,804 | Common Stock |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 13,907 | 86,409 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 87,909 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | President, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 590 | 87,319 (0%) | 0% | 169.3 | 99,875 | Common Stock |
| James E. Bunn | President, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 5,472 | 81,847 (0%) | 0% | 169.3 | 926,300 | Common Stock |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 13,907 | 9,272 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 2,466 | 34,228 (0%) | 0% | 169.3 | 417,444 | Common Stock |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 37,226 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 6,953 | 35,726 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 6,953 | 4,636 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 532 | 36,694 (0%) | 0% | 169.3 | 90,057 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,222 | 3,362 | - | - | Restricted Stock Units | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 139 | 0 | - | - | Restricted Stock Units | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,528 | 1,834 | - | - | Restricted Stock Units | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,528 | 17,762 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,222 | 18,984 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 750 | 19,734 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 174 | 19,560 (0%) | 0% | 169.3 | 29,455 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 282 | 19,278 (0%) | 0% | 169.3 | 47,737 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 353 | 18,925 (0%) | 0% | 169.3 | 59,756 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 139 | 19,064 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 166.97 per share. | 30 Nov 2024 | 30 | 19,034 (0%) | 0% | 167.0 | 5,009 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 750 | 750 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 36,168 (0%) | 0% | 0 | Common Stock | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,668 | 34,668 (0%) | 0% | 0 | Common Stock | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 3,668 | 2,445 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Payment of exercise price or tax liability using portion of securities received from the company at price $ 166.95 per share. | 30 Nov 2024 | 3,083 | 39,603 (0%) | 0% | 167.0 | 514,707 | Common Stock |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 7,836 | 42,686 (0%) | 0% | 0 | Common Stock | |
| Horace L. Carter | President, Fixed Income | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 935 | 34,850 (0%) | 0% | 169.3 | 158,277 | Common Stock |
| Horace L. Carter | President, Fixed Income | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 383 | 35,785 (0%) | 0% | 169.3 | 64,834 | Common Stock |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 7,836 | 0 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 2,086 | 1,390 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 900 | 900 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 508 | 12,283 (0%) | 0% | 169.3 | 85,994 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 219 | 12,791 (0%) | 0% | 169.3 | 37,072 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 900 | 13,010 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 2,086 | 12,110 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.27 per share. | 30 Nov 2024 | 91 | 8,651 (0%) | 0% | 169.3 | 15,404 | Common Stock |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 709 | 8,367 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 179 | 0 | - | - | Restricted Stock Units | |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 709 | 472 | - | - | Restricted Stock Units | |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 375 | 375 | - | - | Restricted Stock Units | |
| Shannon B. Reid | President, ICD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 166.95 per share. | 30 Nov 2024 | 43 | 8,615 (0%) | 0% | 167.0 | 7,179 | Common Stock |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 179 | 8,658 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 172 | 8,479 (0%) | 0% | 169.3 | 29,116 | Common Stock |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 375 | 8,742 (0%) | 0% | 0 | Common Stock | |
| Katherine H. Larson | Chief Accounting Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2024 | 60 | 2,094 (0%) | 0% | 0 | Common Stock | |
| Katherine H. Larson | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 242 | 2,154 (0%) | 0% | 169.3 | 40,966 | Common Stock |
| Katherine H. Larson | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 30 Nov 2024 | 128 | 2,396 (0%) | 0% | 169.3 | 21,668 | Common Stock |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 525 | 2,524 (0%) | 0% | 0 | Common Stock | |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 996 | 1,999 (0%) | 0% | 0 | Common Stock | |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 996 | 664 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2024 | 525 | 525 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 166.01 per share. | 30 Nov 2024 | 1,492 | 602 (0%) | 0% | 166.0 | 247,691 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 2,528 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Sale of securities on an exchange or to another person at price $ 167.39 per share. | 29 Nov 2024 | 3,709 | 43,432 (0%) | 0% | 167.4 | 620,845 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 1,135 | 47,141 (0%) | 0% | 169.3 | 192,133 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 449 | 48,276 (0%) | 0% | 169.3 | 76,007 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 48,725 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 47,225 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Sale of securities on an exchange or to another person at price $ 169.59 per share. | 29 Nov 2024 | 9,465 | 43,432 (0%) | 0% | 169.6 | 1,605,152 | Common Stock |
| Steven M. Raney | Executive Chair RJBank | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Nov 2024 | 1,176 | 52,897 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Sale of securities on an exchange or to another person at price $ 170.10 per share. | 29 Nov 2024 | 671 | 54,073 (0%) | 0% | 170.1 | 114,137 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 43,663 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 45,163 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 545 | 44,618 (0%) | 0% | 169.3 | 92,258 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 1,380 | 43,238 (0%) | 0% | 169.3 | 233,606 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Nov 2024 | 1,700 | 39,870 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 2,528 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 84,214 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 85,714 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Chief Admin Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 522 | 85,192 (0%) | 0% | 169.3 | 88,364 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 1,320 | 83,872 (0%) | 0% | 169.3 | 223,450 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Sale of securities on an exchange or to another person at price $ 169.43 per share. | 29 Nov 2024 | 1,170 | 80,421 (0%) | 0% | 169.4 | 198,229 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 2,528 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Sale of securities on an exchange or to another person at price $ 165.62 per share. | 29 Nov 2024 | 3,451 | 80,421 (0%) | 0% | 165.6 | 571,562 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,032 | 8,343 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Nov 2024 | 355 | 24,468 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 28,261 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,032 | 31,293 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 32,793 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 513 | 32,280 (0%) | 0% | 169.3 | 86,841 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 1,037 | 31,243 (0%) | 0% | 169.3 | 175,543 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 169.28 per share. | 29 Nov 2024 | 1,298 | 29,945 (0%) | 0% | 169.3 | 219,725 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2024 | 3,793 | 4,550 | - | - | Restricted Stock Units | |
| David Krauss | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2024 | 2,421 | 2,421 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 21,666 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 7,472 | 28,773 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 365 | 21,301 (0%) | 0% | 163.8 | 59,780 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 3,750 | 0 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 3,750 | 251,958 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 1,387 | 250,571 (0%) | 0% | 163.8 | 227,163 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 74,904 | 325,475 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 2,462 | 54,744 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 52,612 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | Executive Chair RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Steven M. Raney | Executive Chair RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 330 | 52,282 (0%) | 0% | 163.8 | 54,047 | Common Stock |
| Scott A. Curtis | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 330 | 179,624 (0%) | 0% | 163.8 | 54,047 | Common Stock |
| Scott A. Curtis | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 5,275 | 184,899 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Scott A. Curtis | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 179,954 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 36,880 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 365 | 36,515 (0%) | 0% | 163.8 | 59,780 | Common Stock |
| Tashtego S. Elwyn | President, PCG | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 5,055 | 41,570 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Chief Admin Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 330 | 76,756 (0%) | 0% | 163.8 | 54,047 | Common Stock |
| Bella Loykhter Allaire | Chief Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 4,835 | 81,591 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Chief Admin Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 77,086 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 22,991 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 365 | 22,626 (0%) | 0% | 163.8 | 59,780 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 2,197 | 24,823 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| James E. Bunn | President, Capital Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 24,615 | 72,502 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 0 | - | - | Restricted Stock Units | |
| James E. Bunn | President, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 590 | 47,887 (0%) | 0% | 163.8 | 96,630 | Common Stock |
| James E. Bunn | President, Capital Markets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 1,500 | 48,477 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 1,513 | 1,513 | - | - | Restricted Stock Units | |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 600 | 16,380 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 146 | 16,234 (0%) | 0% | 163.8 | 23,912 | Common Stock |
| Jonathan W. Oorlog | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 600 | 0 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 182 | 31,000 (0%) | 0% | 163.8 | 29,808 | Common Stock |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 750 | 0 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 750 | 31,182 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 900 | 0 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 900 | 10,243 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 219 | 10,024 (0%) | 0% | 163.8 | 35,868 | Common Stock |
| Shannon B. Reid | President, ICD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 91 | 7,658 (0%) | 0% | 163.8 | 14,904 | Common Stock |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 375 | 7,749 (0%) | 0% | 0 | Common Stock | |
| Shannon B. Reid | President, ICD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 375 | 0 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2024 | 1,392 | 1,392 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 450 | 0 | - | - | Restricted Stock Units | |
| Katherine H. Larson | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 163.78 per share. | 22 Nov 2024 | 109 | 1,003 (0%) | 0% | 163.8 | 17,852 | Common Stock |
| Katherine H. Larson | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2024 | 450 | 1,112 (0%) | 0% | 0 | Common Stock | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 2,058 | 0 | - | - | Restricted Stock Units | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Sep 2024 | 2,058 | 17,975 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | President, PCG | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Sep 2024 | 1,000 | 178,454 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | CEO & President - RJA | Sale of securities on an exchange or to another person at price $ 109.64 per share. | 12 Aug 2024 | 31,277 | 35,380 (0%) | 0% | 109.6 | 3,429,263 | Common Stock |
| Bella Loykhter Allaire | Executive Vice President-RJA | Sale of securities on an exchange or to another person at price $ 115.00 per share. | 31 Jul 2024 | 17,363 | 75,586 (0%) | 0% | 115.0 | 1,996,684 | Common Stock |
| Paul M. Shoukry | Director, President & CFO | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Jul 2024 | 2,500 | 20,166 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | Pres-GlobEq&Inv Banking-RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2024 | 19,775 | 19,775 | - | - | Restricted Stock Units | |
| Cecily Mistarz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2024 | 1,186 | 1,186 | - | - | Restricted Stock Units | |
| James E. Bunn | Pres-GlobEq&Inv Banking-RJA | Sale of securities on an exchange or to another person at price $ 124.44 per share. | 03 May 2024 | 11,095 | 46,977 (0%) | 0% | 124.4 | 1,380,614 | Common Stock |
| Bella Loykhter Allaire | Executive Vice President-RJA | Gift of securities by or to the insider at price $ 0.00 per share. | 29 Apr 2024 | 100 | 92,949 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | President & CEO RJBank | Sale of securities on an exchange or to another person at price $ 121.01 per share. | 26 Apr 2024 | 4,174 | 51,009 (0%) | 0% | 121.0 | 505,107 | Common Stock |
| Art A. Garcia | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Apr 2024 | 1,846 | 0 | - | - | Restricted Stock Units | |
| Art A. Garcia | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Apr 2024 | 1,846 | 2,725 (0%) | 0% | 0 | Common Stock | |
| Raymond W. Mcdaniel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Apr 2024 | 1,846 | 1,846 (0%) | 0% | 0 | Common Stock | |
| Raymond W. Mcdaniel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Apr 2024 | 1,846 | 0 | - | - | Restricted Stock Units | |
| Shannon B. Reid | President, ICD for RJFS | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Mar 2024 | 10 | 7,316 (0%) | 0% | 0 | Common Stock | |
| Johnson Gordon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 319 | 40,642 (0%) | 0% | 0 | Common Stock | |
| C. Roderick McGeary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Benjamin Esty C. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 27,527 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 319 | 40,323 (0%) | 0% | 0 | Common Stock | |
| N. Edwards Jeffrey | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 342 | 4,676 | - | - | Restricted Stock Units | |
| Dutkowsky M. Robert | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Seshadri Raj | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 319 | 4,038 | - | - | Restricted Stock Units | |
| A. Art Garcia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 1,711 | - | - | Restricted Stock Units | |
| Marlene Debel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Johnson Gordon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 40,004 (0%) | 0% | 0 | Common Stock | |
| Benjamin C. Esty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Raj Seshadri | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Mcdaniel Raymond W. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 1,711 | - | - | Restricted Stock Units | |
| Anne Gates | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Anne Gates | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 12,581 (0%) | 0% | 0 | Common Stock | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 342 | 4,334 | - | - | Restricted Stock Units | |
| Gates Anne | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Jeffrey N. Edwards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| S. Tashtego Elwyn | CEO & President - RJA | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Feb 2024 | 1,196 | 66,657 (0%) | 0% | 0 | Common Stock | |
| Robert M. Dutkowsky | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 319 | 4,357 | - | - | Restricted Stock Units | |
| Gordon Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,992 | - | - | Restricted Stock Units | |
| Roderick McGeary C. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| Edwards Jeffrey N. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 28,577 (0%) | 0% | 0 | Common Stock | |
| Johnson Gordon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 2,395 | - | - | Restricted Stock Units | |
| M. Dutkowsky Robert | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 11,149 (0%) | 0% | 0 | Common Stock | |
| C. Esty Benjamin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 1,711 | - | - | Restricted Stock Units | |
| B. Shannon Reid | President, ICD for RJFS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 3,000 | 3,000 | - | - | Restricted Stock Units | |
| McGeary Roderick C. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 20,087 (0%) | 0% | 0 | Common Stock | |
| Debel Marlene | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 5,856 (0%) | 0% | 0 | Common Stock | |
| Marlene Debel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,711 | 3,354 | - | - | Restricted Stock Units | |
| Seshadri Raj | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2024 | 1,643 | 9,515 (0%) | 0% | 0 | Common Stock | |
| Garcia Art A. | Director | Purchase of securities on an exchange or from another person at price $ 112.30 per share. | 09 Feb 2024 | 879 | 879 (0%) | 0% | 112.3 | 98,715 | Common Stock |
| N. Jonathan Santelli | EVP, Gen Counsel, Secy | Sale of securities on an exchange or to another person at price $ 111.98 per share. | 29 Jan 2024 | 973 | 21,491 (0%) | 0% | 112.0 | 108,957 | Common Stock |
| N. Santelli Jonathan | EVP, Gen Counsel, Secy | Sale of securities on an exchange or to another person at price $ 111.84 per share. | 29 Jan 2024 | 918 | 22,464 (0%) | 0% | 111.8 | 102,669 | Common Stock |
| Scott A. Curtis | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 1,014 | 179,454 (0%) | 0% | 111.5 | 113,061 | Common Stock |
| Catanese George | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 250 | 11,941 (0%) | 0% | 111.5 | 27,875 | Common Stock |
| E. Bunn James | Pres-GlobEq&Inv Banking-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 2,967 | 58,072 (0%) | 0% | 111.5 | 330,821 | Common Stock |
| C. Paul Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 24,323 | 248,208 (0%) | 0% | 111.5 | 2,712,015 | Common Stock |
| M. Steven Raney | President & CEO RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 487 | 55,131 (0%) | 0% | 111.5 | 54,301 | Common Stock |
| L. Jodi Perry | President, ICD for RJFS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 200 | 14,256 (0%) | 0% | 111.5 | 22,300 | Common Stock |
| A. Dowdle Jeffrey | COO & Head of Asset Mgmt. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 913 | 50,829 (0%) | 0% | 111.5 | 101,800 | Common Stock |
| Paul Shoukry M. | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 736 | 22,666 (0%) | 0% | 111.5 | 82,064 | Common Stock |
| Allaire Bella Loykhter | Executive Vice President-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 1,048 | 93,049 (0%) | 0% | 111.5 | 116,852 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 497 | 23,382 (0%) | 0% | 111.5 | 55,416 | Common Stock |
| S. Elwyn Tashtego | CEO & President - RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.50 per share. | 02 Jan 2024 | 1,088 | 67,853 (0%) | 0% | 111.5 | 121,312 | Common Stock |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 759 | 0 | - | - | Restricted Stock Units | |
| Santelli N. Jonathan | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,148 | 0 | - | - | Restricted Stock Units | |
| Curtis Scott A. | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 1,137 | 180,468 (0%) | 0% | 110.9 | 126,071 | Common Stock |
| Tashtego S. Elwyn | CEO & President - RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 2,768 | 0 | - | - | Restricted Stock Units | |
| S. Elwyn Tashtego | CEO & President - RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 2,768 | 70,030 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,805 | 24,112 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 2,976 | 2,976 | - | - | Restricted Stock Units | |
| S. Aisenbrey Christopher | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 591 | 9,575 (0%) | 0% | 0 | Common Stock | |
| Perry L. Jodi | President, ICD for RJFS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Jonathan Santelli N. | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 451 | 23,879 (0%) | 0% | 110.9 | 50,007 | Common Stock |
| S. Aisenbrey Christopher | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| James Bunn E. | Pres-GlobEq&Inv Banking-RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,353 | 1,353 | - | - | Restricted Stock Units | |
| M. Steven Raney | President & CEO RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Aisenbrey S. Christopher | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 591 | 0 | - | - | Restricted Stock Units | |
| James Bunn E. | Pres-GlobEq&Inv Banking-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 7,176 | 0 | - | - | Restricted Stock Units | |
| Jonathan Santelli N. | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,148 | 24,330 (0%) | 0% | 0 | Common Stock | |
| Dowdle A. Jeffrey | COO & Head of Asset Mgmt. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| L. Perry Jodi | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 452 | 0 | - | - | Restricted Stock Units | |
| Dowdle A. Jeffrey | COO & Head of Asset Mgmt. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 2,768 | 0 | - | - | Restricted Stock Units | |
| Loykhter Allaire Bella | Executive Vice President-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 3,177 | 95,272 (0%) | 0% | 0 | Common Stock | |
| E. James Bunn | Pres-GlobEq&Inv Banking-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 2,823 | 61,039 (0%) | 0% | 110.9 | 313,014 | Common Stock |
| James Coulter Robert Edward | Director & CEO, RJ Ltd. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,185 | 5,185 | - | - | Restricted Stock Units | |
| Paul Shoukry M. | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,805 | 0 | - | - | Restricted Stock Units | |
| Santelli Jonathan N. | EVP, Gen Counsel, Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,860 | 1,860 | - | - | Restricted Stock Units | |
| Aisenbrey Christopher S. | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 722 | 722 | - | - | Restricted Stock Units | |
| Tashtego S. Elwyn | CEO & President - RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 4,735 | 4,735 | - | - | Restricted Stock Units | |
| Bunn E. James | Pres-GlobEq&Inv Banking-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 7,176 | 63,862 (0%) | 0% | 0 | Common Stock | |
| M. Raney Steven | President & CEO RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,691 | 1,691 | - | - | Restricted Stock Units | |
| James A. Thomas | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 821 | 0 | - | - | Restricted Stock Units | |
| A. Curtis Scott | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 3,075 | 0 | - | - | Restricted Stock Units | |
| Perry L. Jodi | President, ICD for RJFS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,082 | 1,082 | - | - | Restricted Stock Units | |
| M. Raney Steven | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,476 | 0 | - | - | Restricted Stock Units | |
| Coulter Robert Edward James | Director & CEO, RJ Ltd. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,010 | 1,010 | - | - | Restricted Stock Units | |
| L. Perry Jodi | President, ICD for RJFS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 177 | 14,456 (0%) | 0% | 110.9 | 19,626 | Common Stock |
| George Catanese | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 280 | 12,191 (0%) | 0% | 110.9 | 31,046 | Common Stock |
| Santelli N. Jonathan | EVP, Gen Counsel, Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Paul M. Shoukry | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Jeffrey Dowdle A. | COO & Head of Asset Mgmt. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 3,044 | 3,044 | - | - | Restricted Stock Units | |
| Bunn James E. | Pres-GlobEq&Inv Banking-RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| A. Jeffrey Dowdle | COO & Head of Asset Mgmt. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 2,768 | 52,766 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 6,313 | 6,313 | - | - | Restricted Stock Units | |
| M. Paul Shoukry | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 710 | 23,402 (0%) | 0% | 110.9 | 78,725 | Common Stock |
| Horace Carter L. | President, Fixed Income | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Carter L. Horace | President, Fixed Income | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,037 | 1,037 | - | - | Restricted Stock Units | |
| A. Scott Curtis | President, PCG | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Tashtego Elwyn S. | CEO & President - RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| James Thomas A. | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 821 | 17,606,654 (12%) | 0% | 0 | Common Stock | |
| S. Elwyn Tashtego | CEO & President - RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 1,089 | 68,941 (0%) | 0% | 110.9 | 120,748 | Common Stock |
| Raney Steven M. | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 1,476 | 57,094 (0%) | 0% | 0 | Common Stock | |
| S. Christopher Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 232 | 9,343 (0%) | 0% | 110.9 | 25,724 | Common Stock |
| L. Jodi Perry | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 452 | 14,633 (0%) | 0% | 0 | Common Stock | |
| Dowdle Jeffrey A. | COO & Head of Asset Mgmt. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 1,024 | 51,742 (0%) | 0% | 110.9 | 113,541 | Common Stock |
| Catanese George | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 759 | 12,471 (0%) | 0% | 0 | Common Stock | |
| Raney M. Steven | President & CEO RJBank | Sale of securities on an exchange or to another person at price $ 110.42 per share. | 15 Dec 2023 | 930 | 55,618 (0%) | 0% | 110.4 | 102,691 | Common Stock |
| Bella Allaire Loykhter | Executive Vice President-RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 3,946 | 3,946 | - | - | Restricted Stock Units | |
| Steven Raney M. | President & CEO RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 546 | 56,548 (0%) | 0% | 110.9 | 60,540 | Common Stock |
| Curtis A. Scott | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 3,075 | 181,605 (0%) | 0% | 0 | Common Stock | |
| Curtis A. Scott | President, PCG | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| A. James Thomas | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,353 | 1,353 | - | - | Restricted Stock Units | |
| Allaire Loykhter Bella | Executive Vice President-RJA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 5,411 | 5,411 | - | - | Restricted Stock Units | |
| Bella Allaire Loykhter | Executive Vice President-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 15 Dec 2023 | 1,175 | 94,097 (0%) | 0% | 110.9 | 130,284 | Common Stock |
| Catanese George | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 947 | 947 | - | - | Restricted Stock Units | |
| Bella Allaire Loykhter | Executive Vice President-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 3,177 | 0 | - | - | Restricted Stock Units | |
| Reilly C. Paul | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2023 | 11,724 | 11,724 | - | - | Restricted Stock Units | |
| Reilly C. Paul | Director, Chair & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Dec 2023 | 19,116 | 253,106 (0%) | 0% | 0 | Common Stock | |
| C. Reilly Paul | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2023 | 33,369 | 33,369 | - | - | Restricted Stock Units | |
| C. Paul Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2023 | 30,833 | 283,939 (0%) | 0% | 0 | Common Stock | |
| Paul Reilly C. | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2023 | 30,833 | 0 | - | - | Restricted Stock Units | |
| Reilly C. Paul | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.88 per share. | 14 Dec 2023 | 11,408 | 272,531 (0%) | 0% | 110.9 | 1,264,919 | Common Stock |
| Scott A. Curtis | President, PCG | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Dec 2023 | 500 | 178,530 (0%) | 0% | 0 | Common Stock | |
| Elwyn S. Tashtego | CEO & President - RJA | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Dec 2023 | 737 | 68,427 (0%) | 0% | 0 | Common Stock | |
| L. Jodi Perry | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2023 | 900 | 900 | - | - | Restricted Stock Units | |
| L. Perry Jodi | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2023 | 900 | 14,400 (0%) | 0% | 0 | Common Stock | |
| M. Shoukry Paul | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2023 | 900 | 22,526 (0%) | 0% | 0 | Common Stock | |
| Perry Jodi L. | President, ICD for RJFS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 108.04 per share. | 12 Dec 2023 | 219 | 14,181 (0%) | 0% | 108.0 | 23,661 | Common Stock |
| Tashtego Elwyn S. | CEO & President - RJA | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Dec 2023 | 1,165 | 67,262 (0%) | 0% | 0 | Common Stock | |
| Shoukry Paul M. | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 108.04 per share. | 12 Dec 2023 | 219 | 22,307 (0%) | 0% | 108.0 | 23,661 | Common Stock |
| M. Shoukry Paul | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2023 | 900 | 900 | - | - | Restricted Stock Units | |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 407 | 0 | - | - | Restricted Stock Units | |
| Coulter James Robert Edward | Director & CEO, RJ Ltd. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 407 | 15,917 (0%) | 0% | 0 | Common Stock | |
| Catanese George | Chief Risk Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2023 | 150 | 15,578 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Sale of securities on an exchange or to another person at price $ 106.75 per share. | 04 Dec 2023 | 3,866 | 11,712 (0%) | 0% | 106.7 | 412,685 | Common Stock |
| Raney Steven M. | President & CEO RJBank | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2023 | 1,404 | 55,560 (0%) | 0% | 0 | Common Stock | |
| Horace Carter L. | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2023 | 5,217 | 30,432 (0%) | 0% | 0 | Common Stock | |
| Carter L. Horace | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2023 | 5,217 | 0 | - | - | Restricted Stock Units | |
| Shoukry M. Paul | Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2023 | 2,000 | 21,626 (0%) | 0% | 0 | Common Stock | |
| Jonathan Oorlog W. | SVP & Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 782 | 782 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 4,500 | 25,215 (0%) | 0% | 0 | Common Stock | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 450 | 0 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 4,500 | 3,000 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 450 | 20,715 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 2,700 | 1,800 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 450 | 0 | - | - | Restricted Stock Units | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 450 | 7,050 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.73 per share. | 29 Nov 2023 | 109 | 6,941 (0%) | 0% | 102.7 | 11,198 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Nov 2023 | 2,700 | 9,641 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.75 per share. | 29 Nov 2023 | 657 | 8,984 (0%) | 0% | 103.8 | 68,164 | Common Stock |
| George Catanese | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 198 | 12,783 (0%) | 0% | 104.3 | 20,645 | Common Stock |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 900 | 900 | - | - | Restricted Stock Units | |
| George Catanese | Chief Risk Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Nov 2023 | 1,000 | 11,783 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 900 | 12,981 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 3,750 | 244,500 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 1,387 | 243,113 (0%) | 0% | 104.3 | 144,622 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 3,750 | 3,750 | - | - | Restricted Stock Units | |
| Steven M. Raney | President & CEO RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 330 | 55,920 (0%) | 0% | 104.3 | 34,409 | Common Stock |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 56,250 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Scott A. Curtis | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 170,591 (0%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Scott A. Curtis | President, PCG | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 330 | 170,261 (0%) | 0% | 104.3 | 34,409 | Common Stock |
| Tashtego S. Elwyn | CEO & President - RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 365 | 60,890 (0%) | 0% | 104.3 | 38,059 | Common Stock |
| Tashtego S. Elwyn | CEO & President - RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 61,255 (0%) | 0% | 0 | Common Stock | |
| Tashtego S. Elwyn | CEO & President - RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Bella Loykhter Allaire | Executive Vice President-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 83,574 (0%) | 0% | 0 | Common Stock | |
| Bella Loykhter Allaire | Executive Vice President-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 330 | 83,244 (0%) | 0% | 104.3 | 34,409 | Common Stock |
| Bella Loykhter Allaire | Executive Vice President-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jeffrey A. Dowdle | COO & Head of Asset Mgmt. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jeffrey A. Dowdle | COO & Head of Asset Mgmt. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 330 | 41,440 (0%) | 0% | 104.3 | 34,409 | Common Stock |
| Jeffrey A. Dowdle | COO & Head of Asset Mgmt. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 41,770 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 17,320 (0%) | 0% | 0 | Common Stock | |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 365 | 16,955 (0%) | 0% | 104.3 | 38,059 | Common Stock |
| Jonathan N. Santelli | EVP, Gen Counsel, Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| James E. Bunn | Pres-GlobEq&Inv Banking-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| James E. Bunn | Pres-GlobEq&Inv Banking-RJA | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 42,886 (0%) | 0% | 0 | Common Stock | |
| James E. Bunn | Pres-GlobEq&Inv Banking-RJA | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 590 | 42,296 (0%) | 0% | 104.3 | 61,519 | Common Stock |
| Paul M. Shoukry | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 365 | 16,835 (0%) | 0% | 104.3 | 38,059 | Common Stock |
| Paul M. Shoukry | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 17,200 (0%) | 0% | 0 | Common Stock | |
| Paul M. Shoukry | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jodi L. Perry | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 1,500 | - | - | Restricted Stock Units | |
| Jodi L. Perry | President, ICD for RJFS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 1,500 | 8,650 (0%) | 0% | 0 | Common Stock | |
| Jodi L. Perry | President, ICD for RJFS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 365 | 8,285 (0%) | 0% | 104.3 | 38,059 | Common Stock |
| Jonathan W. Oorlog | SVP & Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 600 | 13,936 (0%) | 0% | 0 | Common Stock | |
| Jonathan W. Oorlog | SVP & Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 600 | 600 | - | - | Restricted Stock Units | |
| Jonathan W. Oorlog | SVP & Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 146 | 13,790 (0%) | 0% | 104.3 | 15,223 | Common Stock |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 750 | 750 | - | - | Restricted Stock Units | |
| Horace L. Carter | President, Fixed Income | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 750 | 20,265 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.27 per share. | 22 Nov 2023 | 219 | 6,600 (0%) | 0% | 104.3 | 22,835 | Common Stock |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 900 | 6,819 (0%) | 0% | 0 | Common Stock | |
| Christopher S. Aisenbrey | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2023 | 900 | 900 | - | - | Restricted Stock Units | |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 2,700 | 16,322 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2023 | 1,137 | 13,218 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 900 | 13,820 (0%) | 0% | 0 | Common Stock | |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 900 | 0 | - | - | Restricted Stock Units | |
| George Catanese | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 2,700 | 1,800 | - | - | Restricted Stock Units | |
| George Catanese | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.75 per share. | 20 Nov 2023 | 594 | 15,728 (0%) | 0% | 103.8 | 61,628 | Common Stock |
| George Catanese | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.73 per share. | 20 Nov 2023 | 198 | 13,622 (0%) | 0% | 102.7 | 20,341 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2023 | 69,375 | 310,125 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.73 per share. | 20 Nov 2023 | 1,387 | 314,851 (0%) | 0% | 102.7 | 142,487 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Sale of securities on an exchange or to another person at price $ 103.99 per share. | 20 Nov 2023 | 50,000 | 264,851 (0%) | 0% | 104.0 | 5,199,515 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 11,700 | 276,551 (0%) | 0% | 0 | Common Stock | |
| Paul C. Reilly | Director, Chair & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.75 per share. | 20 Nov 2023 | 4,329 | 272,222 (0%) | 0% | 103.8 | 449,134 | Common Stock |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 3,750 | 0 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 11,700 | 7,800 | - | - | Restricted Stock Units | |
| Paul C. Reilly | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 3,750 | 316,238 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | President & CEO RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.73 per share. | 20 Nov 2023 | 365 | 59,269 (0%) | 0% | 102.7 | 37,496 | Common Stock |
| Steven M. Raney | President & CEO RJBank | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2023 | 2,214 | 56,964 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | President & CEO RJBank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.75 per share. | 20 Nov 2023 | 1,274 | 62,495 (0%) | 0% | 103.8 | 132,178 | Common Stock |
| Steven M. Raney | President & CEO RJBank | Sale of securities on an exchange or to another person at price $ 106.84 per share. | 20 Nov 2023 | 5,531 | 56,964 (0%) | 0% | 106.8 | 590,905 | Common Stock |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 4,500 | 3,000 | - | - | Restricted Stock Units | |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 4,500 | 63,769 (0%) | 0% | 0 | Common Stock | |
| Steven M. Raney | President & CEO RJBank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 1,500 | 59,634 (0%) | 0% | 0 | Common Stock | |
| Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2023 | 1,229 | 17,605,833 (12%) | 0% | 0 | Common Stock | |
| Scott A. Curtis | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 1,500 | 0 | - | - | Restricted Stock Units | |
| Scott A. Curtis | President, PCG | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2023 | 4,500 | 3,000 | - | - | Restricted Stock Units |